CLG
ALTERNATIVE PUBLIC OFFERINGS  ·  IPOs & SECONDARY OFFERINGS  ·  FORM S-1  ·  REGULATION A (TIER 2)  ·  REVERSE MERGERS  ·  PIPE FINANCINGS  ·  PRIVATE PLACEMENTS  ·  SEC REPORTING & COMPLIANCE  ·  MERGERS & ACQUISITIONS  ·  NASDAQ & NYSE UPLISTINGS  ·  SPACs  ·  CROSS-BORDER MATTERS  ·  OUTSIDE GENERAL COUNSEL  ·  ALTERNATIVE PUBLIC OFFERINGS  ·  IPOs & SECONDARY OFFERINGS  ·  FORM S-1  ·  REGULATION A (TIER 2)  ·  REVERSE MERGERS  ·  PIPE FINANCINGS  ·  PRIVATE PLACEMENTS  ·  SEC REPORTING & COMPLIANCE  ·  MERGERS & ACQUISITIONS  ·  NASDAQ & NYSE UPLISTINGS  ·  SPACs  ·  CROSS-BORDER MATTERS  ·  OUTSIDE GENERAL COUNSEL  · 
30 Wall Street  ·  New York

Costaldo Law Group

Corporate and Securities Counsel

A boutique Wall Street firm taking private companies public — and guiding public companies once they are there. Senior corporate and securities counsel for clients of every size and stage.

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Who We Are

Sophisticated capital-markets counsel, without the big-firm distance

For over two decades, Costaldo Law Group has represented private and public companies — from emerging enterprises to established public issuers — across the full range of U.S. capital markets transactions, spanning many industries. The firm serves as deal counsel and outside general counsel: close to the business, candid about risk, and accountable for results. Whatever your size or stage, we have the experience and the platform to see it through.

01

Taking Companies Public

Guiding private companies into the U.S. public markets — organically through an S-1 registration statement, through a Regulation A (Tier 2) offering, or through the reverse-merger process. The firm frames these routes collectively as Alternative Public Offerings (APOs).

The going-public process →
02

Public Company Representation

Serving as counsel to publicly listed companies on their ongoing SEC reporting, financings, mergers and acquisitions, and corporate governance — the day-to-day work of being a well-run public company (a “pubco”).

Explore the practice →
03

Capital Formation

Working alongside funding sources — investment banks, broker-dealers, family offices, and strategic investors — to raise capital through IPOs, secondary and PIPE offerings, private placements, and venture financings.

How the firm raises capital →
The Boutique Advantage

The focus of a boutique. The capability of a full-service firm.

Costaldo Law Group pairs the attention of a boutique with the reach of a far larger firm. Every engagement is led by senior counsel and driven by a full platform of professionals the firm assembles and directs — so you get partner-level attention and the horsepower to execute complex public-company transactions from end to end. Faster decisions, plainer answers, and a team that understands both the securities law and the business behind it. No client is too large or too small.

20+
Years in practice
3
Routes to public (S-1 · Reg A · RTO)
360°
Full-service capital markets
30
Wall Street, New York
From Private to Public

A clear path to the public markets

Going public is a milestone — and, handled well, a manageable one. The firm takes companies public organically via an S-1, via a Regulation A (Tier 2) offering, or via a reverse merger into an existing public vehicle, with a future Nasdaq uplisting as the goal where it makes sense. For every engagement we introduce and coordinate the full team a public company needs: internal accountant, outside auditor, edgarizer, transfer agent, market maker, and investor relations.

  • S-1 registration statement (the organic IPO route)
  • Regulation A (Tier 2) — the “mini-IPO”
  • Reverse merger into an OTC Markets pubco, with an uplisting path
See the full process
A Turnkey Solution

One firm for the entire journey

Most firms handle a single slice of this path. Costaldo Law Group handles the entire arc — and quarterbacks the outside team that makes it happen — so you have one trusted partner from your first financing through life as a listed public company.

1

Private Company

Structuring, financings & readiness

2

Go Public

S-1 · Reg A · Reverse Merger

3

Raise Capital

PIPEs · offerings · placements

4

Report & Comply

’34 Act reporting · Sarb-Ox

5

Uplist

Nasdaq · NYSE · NYSE American

6

Ongoing Counsel

Outside general counsel

Representative Engagements

The kinds of matters we handle

Illustrative of the firm's work. Specific client and transaction details are confidential.

Cross-border reverse merger

Advising a foreign principal seeking to bring an operating business into a U.S. public vehicle — forming a Nevada “Newco,” acquiring the asset, and reverse-merging into an OTC Markets pubco, with a Nasdaq uplisting as the objective.

Organic IPO via Form S-1

Taking a private operating company public through an S-1 registration statement, coordinating audit, drafting and SEC review through effectiveness, and preparing the company for life as a reporting issuer.

Regulation A (Tier 2) offering

Structuring a Reg A “mini-IPO” for a growth company seeking public capital and a public profile on a compressed timeline, with qualification before the SEC.

PIPE & private placement financings

Representing issuers and coordinating with the investment-banking community on PIPE offerings, private placements, and venture financings to fund growth for private and newly public companies.

The Team You'll Need

We assemble the whole cast — and quarterback it

A successful going-public engagement is a team effort. The firm has maintained long-standing relationships across the U.S. public-markets community for decades, and for each transaction we introduce and coordinate every provider the company needs — so you are never left assembling a public-company apparatus on your own.

  • Internal accountant & outside (PCAOB) auditor
  • Edgarizer & EDGAR filing agent
  • Transfer agent
  • Market maker (Form 211 / OTC quotation)
  • Investor relations
  • Funding sources — banks, broker-dealers, family offices, strategic investors
Start a Conversation

Considering a transaction, or thinking about going public?

Most engagements begin with a short introductory call. We'll listen to where you are, sketch the likely path, and be candid about the benefits, the trade-offs, and what it takes.

Get in touch